2018 FINRA Annual Conference



FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

Agenda

FEATURING:

  • Opening-Night Reception at the Smithsonian National Portrait Gallery – More details
  • Back to Basics Compliance (B2BC) Program—designed for compliance professionals with less than five years’ experience – Learn more
  • Advertising Session Track
  • FinTech Session Track

More than 50 sessions, including:

  • Anti-Money Laundering (AML)
  • Arbitration
  • Artificial Intelligence and Machine Learning
  • Books and Records
  • Branch Office Inspections
  • Communications With the Public
  • Fraud
  • Membership Application Program
  • Millennials
  • Municipal Securities
  • Records Management
  • Senior Investors
  • Social Media
  • Suitability
  • Supervisory Systems

Speaker and Presenter Information

Keynote Speakers

Robert Cook

Robert Cook
President and CEO, FINRA

The Honorable Preston Rutledge

The Honorable Preston Rutledge
Assistant Secretary of Labor, Employee Benefits Security Administration, U.S. Department of Labor

The Honorable Jay Clayton

The Honorable Jay Clayton
Chairman, U.S. Securities and Exchange Commission

Relevant Government Agencies

Dept of Treasury, Other Federal Agencies, Federal Government

View Exhibitor/Sponsorship Details


When
Mon-Wed, May 21-23, 2018, 9:30am - 6:00pm


Cost

Government/Regulator:  $1195.00
FINRA Member:  $1595.00
Attorney:  $1895.00
Non-Member:  $2195.00


Where
Marriott Marquis
901 Massachusetts Avenue, NW
Washington, DC 20001
Get directions


Website
Click here to visit event website


Organizer
FINRA



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