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Client Assets Protection 2014
CASS Regulatory Updates and Insights: FCA feedback from CASS supervision visits, FCA insights into CASS policy decision-making, CP13/5: Reviewing the key issues and next steps Hot Topics in the Current CASS Rules: Due diligence and trust letters, Contractual issues, Navigating the requirements of EMIR CP13/5 “Review of the Client Assets Regime for Investment Business”: CP13/5 impact analysis and industry feedback, Managing CASS ris...
January 28-29, 2014
Organizer: Infoline
Location: London, NY
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