Fraud is a serious problem organizations need to prepare for and looking for. Any Internal Audit function needs support management's efforts to establish a culture that embraces ethics, honesty, and integrity. Internal Auditors assist management with the evaluation of internal controls used to detect or mitigate fraud, evaluate the organization's assessment of fraud risk, and are involved in any fraud investigations. What is forensic accountin...

Auditing the Procurement Function is an important assignment for auditors and compliance departments. The seminar presents: The definition, scope, and importance of purchase to pay process, The core challenges of procurement process, The important risk areas of fraud, ethics, and external factors, Common risks, procedures, and internal controls at different stages of the purchase to pay process. Procurement tactical and strategy planning. This...

Learn the best practices for Information Technology governance, management, security, control and auditing under COBIT and COSO 2013. This is a one-day CPE seminar designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT). We use the COBIT framework as our basis for the control groups and assessment is under COSO 2013. It was created to allow organizations t...

A Practical Approach to Internal Controls The Green Book sets the standards for an effective internal control system for federal agencies and is a crucial safeguard over public resources. State, local, and quasi-governmental entities, as well as not-for-profit organizations, may adopt the new Green Book standards as a framework for an internal control system. This four hour CPE seminar provides an overview of the principles-based Green Book an...

"Effective risk management allows an organization to have the confidence to take risks." Risk management is a continuous, forward-looking process that is an important part of managing an organization, a technology project or other project. Risk management should address issues that could endanger the achievement of critical business or project objectives. However, there are a number of consequences if there is not a proper strategy for identif...

One of the goals of an internal audit project is to improve an organization's overall ability to function effectively. This goal is accomplished through the identification of control weaknesses, potential process improvements, and positive change opportunities. Audit workpapers facilitate this process by enabling auditors to document work performed from the planning stage to the final closing meeting. Workpaper objectives include: Document the...

The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has finished updating the "Internal Control Integrated Framework (ICIF) in 2013. This training seminar covers the best practices for establishing and sustaining internal control for any organization including public companies under Sarbanes-Oxley (SOX). This one-day seminar includes sustaining SOX compliance and the latest guidance from the SEC, PCAOB, COSO and COBIT....

Ensure Audit and Quality Testing Consistency For auditors, choosing and applying the appropriate sampling method is crucial in performing an efficient and effective audit, quality assessment or control test. This event was developed to help the auditor, compliance assessor or quality tester in determining appropriate sample sizes, as well as selection and evaluation of samples in conjunction with performing auditing procedures. The focus of th...

Cybersecurity challenges demand that an organization face two facts. First, the protection of critical company and customer information is a business requirement to protect the company's reputation and enterprise value. Second, even the best programs will experience failure and expose some information the company would like to protect. We at Corporate Compliance Seminars believe confidence in security and privacy does not come from knowing not...

Small group leadership is the key to the day to day effectiveness of the Internal Audit Department. This one-day CPE training seminar focuses on the skills that need to be exercised by the Audit Senior. As a follow-up to Auditor 101, Auditor 201 helps professionals in becoming Senior Auditors and leaders for their audit teams. New small audit team leader must supervise so that every project meets audit managements expectations. This CPE traini...