This four hour CPE training seminar focuses on an overview of audit committee responsibilities and how to be an effective audit committee member. It will provide a basic understanding of best practices in each major fiduciary oversight area for audit committees. If you are a director or member of an audit committee, or if you advise audit committees, this CPE program will help you understand the full impact of recent and pending legislation re...

Audit Reports can significantly lose their effectiveness if not written professionally with a focused purpose. Communication for the auditor is a fine art and, once perfected, can take on more importance than the audit itself. One of the primary responsibilities of the internal audit function is to communicate the need for the audited area to changed, based upon an assessment of risk and controls. Persuasive communication is an essential skill...

As the leading provider of Audit, Compliance and COSO 2013 CPE training, Corporate Compliance Seminars has reviewed the best practices currently available in the SOX Compliance community. We have focused this CPE seminar on the What - When - Where - Why - How to Test. We cover how to assess the effectiveness of Internal Controls over Financial Reporting all the way down to the individual business process controls. This eight-hour CPE course wi...

Ensure Audit and Quality Testing Consistency. For auditors, choosing and applying the appropriate sampling method is crucial in performing an efficient and effective audit, quality assessment or control test. This event was developed to help the auditor, compliance assessor or quality tester in determining appropriate sample sizes, as well as selection and evaluation of samples in conjunction with performing auditing procedures. The focus of t...

A Practical Approach to Internal Controls The Green Book sets the standards for an effective internal control system for federal agencies and is a crucial safeguard over public resources. State, local, and quasi-governmental entities, as well as not-for-profit organizations, may adopt the new Green Book standards as a framework for an internal control system. This four hour CPE seminar provides an overview of the principles-based Green Book an...

"Effective risk management allows an organization to have the confidence to take risks." Risk management is a continuous, forward-looking process that is an important part of managing an organization, a technology project or other project. Risk management should address issues that could endanger the achievement of critical business or project objectives. However, there are a number of consequences if there is not a proper strategy for identif...

Learn the best practices for Information Technology governance, management, security, control and auditing under COBIT and COSO 2013. This is a one-day CPE seminar designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT). We use the COBIT framework as our basis for the control groups and assessment is under COSO 2013. It was created to allow organizations t...

One of the goals of an internal audit project is to improve an organization's overall ability to function effectively. This goal is accomplished through the identification of control weaknesses, potential process improvements, and positive change opportunities. Audit workpapers facilitate this process by enabling auditors to document work performed from the planning stage to the final closing meeting. Workpaper objectives include: - Document t...

The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has finished updating the "Internal Control Integrated Framework (ICIF) in 2013. This training seminar covers the best practices for establishing and sustaining internal control for any organization including public companies under Sarbanes-Oxley (SOX). This one-day seminar includes sustaining SOX compliance and the latest guidance from the SEC, PCAOB, COSO and COBIT....

Fraud is a serious problem organizations need to prepare for and looking for. Any Internal Audit function needs support management's efforts to establish a culture that embraces ethics, honesty, and integrity. Internal Auditors assist management with the evaluation of internal controls used to detect or mitigate fraud, evaluate the organization's assessment of fraud risk, and are involved in any fraud investigations. What is forensic accountin...