How Baird Modernized Trade Surveillance and Compliance Analytics

Financial services firms are under pressure to strengthen oversight and respond faster to evolving regulations. But legacy trade surveillance systems were not built for today’s data volume, speed, or complexity.

For Baird, a leading financial services firm, managing compliance through a third-party rules engine had become too rigid, slow, and costly to evolve. The firm reimagined its approach, building a custom trade surveillance and account monitoring platform on Alteryx to gain full control, flexibility, and speed.

Join this webinar and discover:

• A practical path to move from a rigid, 3rd party rules engine to a flexible, in-house analytics platform
• How Baird prototyped and deployed new compliance alerts in hours instead of weeks, scaled alert volume by 200%, and reduced spend
• Ways to boost audit readiness, speed regulatory response, and deliver real-time account-level insights to advisors

See how your team can modernize compliance operations, increase agility, and strengthen oversight—register now to learn how.